Chen Yan heard Chen Yi's words and said: "This is a group photo of all the members of Ruiming Investment when Chen Yan was there, and this person is Chen Yan." He pointed to a person in the photo with his finger, and that person was dressed in a straight suit Suit, capable short hair, handsome spirit, looks like in his early thirties, high-spirited.

Xu Kun quickly stretched his head to look. He had heard of this great god long ago, but he had never seen it. He didn't even have a photo. He didn't know why on the Internet, but he couldn't find it.

Now that I can finally see the appearance of the great god in my heart, I am naturally very curious.

Chen Yi also went to see it together. Chen Yi looked at the people in the photos and always felt familiar, but he couldn't remember where he had seen them for a while, so he didn't think much about it. He raised his head and picked up the wine glass on the table, ready to drink After dropping the wine inside, just as Chen Yi raised his head to drink, Chen Yi suddenly froze. He quickly lowered his head to look at the people in the photo, and then raised his head to look at Chen Yan who was quietly sitting there looking down at the photo. Repeated several times.

Chen Yi suddenly popped out a sentence stupidly: "Boss, who are you?"

Chen Yi's words sounded a bit silly, which caught the attention of Chen Yan and Xu Kun. Chen Yan sighed, and Xu Kun looked up at Chen Yi in doubt. Xu Kun didn't understand why Chen Yi asked In this case.

330

After Chen Xuan finished speaking, Xu Kun said: "I have indeed heard of some, but they are only a few words, probably saying that you have been framed, framed to use your position to conduct insider trading and become a rat warehouse. In the end, the regulatory agency sentenced the industry to a lifetime ban. These are also found in the historical public information of the regulatory agency. I think some of them are more or less untrue.

In fact, the information released by the regulatory agency should indeed be accepted, but because I have been in the company for a period of time, I have seen how the company cheated market managers one after another, and the punishment results of the regulatory agency under the evidence deliberately produced by the company , I don’t really believe in the information of the regulatory agency’s formula. It’s not that the regulatory agency is deceiving people, but that even the regulatory agency may be deceived.

As for those few words, I think most of them are rumors. I don't know which ones are true and when they are false, so I still want to hear what you say about these things in person. "

After listening to Xu Kun's words, Chen Yan understood. Chen Yan understood why Xu Kun said that he didn't know anymore. Thinking about it, most people would believe the information announced by the regulatory agency, but let alone those who have worked in Ruiming Investment for a period of time Xu Kun, even Chen Xuan, who has just joined Ruiming Investment for a few days, may have some doubts about the public information released by the regulatory agency after experiencing this incident. This is not a doubt about the fairness of the regulatory agency, but Those who were worried about the regulatory agencies were also deceived, just like the few market managers designed by Ruiming Investment before.

Chen Yan pondered for a while, then said: "Actually, what you said is partly correct. I was indeed punished by the regulatory agency for the crime of "taking advantage of my position, conducting insider trading, and being a rat warehouse", and the content of the punishment is indeed true. There is "industry ban for life". These contents are correct, and I was indeed framed as you said.

As for the person who framed me..."

"It's Li Shan, right?" Before Chen Yan could speak, Xu Kun hurriedly said.Chen Xuan's eyes widened when he heard Xu Kun's words, he didn't know about this matter at all.

Chen Yan pondered for a moment and said, "No, it's not Li Shan."

Xu Kun was taken aback by Chen Yan's words. He remembered that when Wang Ze told him before, he was talking about Li Shan. Could it be that there is something inside?Thinking of this, Xu Kun stopped talking and looked at Chen Yan quietly, waiting for Chen Yan's answer later.

Chen Yan didn't make Chen Xuan and Xu Kun wait any longer, and said: "Because of the perfect regulatory system at that time, many common methods of attracting customers were no longer used when the company raised funds. Those methods cannot be said to be wrong. It can only be said that it may mislead investors. The regulatory agency has banned those behaviors for the purpose of protecting investors, but because the regulatory agency is not in touch with the actual business, it is not clear about the specific operation. Prohibited conditions.

But what role can such things as principles and motivations play?You all know that many times many motives can lead to the same behavior, so people still go their own way, and when caught by the regulators, they say that they did it for other motives. The regulators are also dumb and eat coptis. If you can’t say it, you can only confirm one behavior by one behavior. Only when a behavior appears in the market and is caught, the regulators will specifically determine which behavior cannot be done.

Although this is a very effective method, I have to say that this method is too stupid, but since there is no more reasonable way, I can only do this, and this will prevent many behaviors in the market and truly protect For the purpose of investors, it will take a long time to determine the violations of laws and regulations one by one.

This leaves room for many companies to make a last profit.

I support the approach of the regulatory agency, because the laws and regulations of the regulatory agency were not perfect before, and everyone relied more on their own conscience and moral principles in their actual work, but you also know that the temptation of capital or money How big is it?Many people have not resisted the temptation of money, and there are no corresponding laws and regulations to restrict them, so many people in the industry have made black money with no conscience.

In order to promote the efficiency of the regulatory agency, I decided to take the initiative to provide the regulatory agency with some practical practices and cases that we know as a reference. There is no need for people from the regulatory agency to find inappropriate practices in the market. Every time a mistake needs to be banned the cost is that someone makes that mistake at least once in the market.Wouldn't it be better if we took the initiative to provide it?

So I put forward this suggestion to the chairman, to help the regulatory agency in the name of the company, so that the company can gain goodwill from the regulatory agency, and it will be faster when there are any license approvals in the future.

This was originally a good thing, but the chairman disagreed after thinking about it. He still felt that he should take advantage of this opportunity to make a final profit, because after all, most people in the industry do this. The loss is the same.

Do you think it’s interesting to ask him to make less money? It’s like stealing his money. He turned against me on the spot. Not only did he not agree with my suggestion, but he also wanted to design a plan to trap a newcomer as soon as possible. That newcomer is Li Shan .

As a result, I naturally disagreed, and I told him that if he disagreed with helping the regulator in the name of the company, then I would help in the name of an individual.

If he dares to design Li Shan, then I dare to report to the regulatory agency. After all, it is understandable to unintentionally violate the principles promulgated by the regulatory agency, but it is not so simple to intentionally design others to enter the fire pit, that is knowing the law and breaking the law up.

After I finished speaking, I didn't care about the chairman's reaction, and left his office on my own. After that, I used my spare time to sort out some specific operation methods that I knew were illegal and illegal. At that time, I was caught by the regulators.

You all know that in order to participate in the teleconferences of securities companies that have not established a cooperative relationship with the company, all of us will open accounts in many securities companies, do not buy stocks, and simply open accounts, because only after opening an account can we become their customers and participate In their conference calls, if the company has not established a cooperative relationship, it can only open an account personally.

Because there are so many securities companies, generally speaking, everyone will take turns to hold meetings, collectively piece together, and try to make sure that each securities company has an account, so that all securities companies can participate in the conference call. "Chen Yan drank his saliva and continued: "Because of this, everyone does not have accounts of all securities companies. It is actually very common to borrow accounts from each other in the company to participate in conference calls. I borrowed the company's securities account without much thought, and I didn't log in to that account to check it out, because this behavior was so normal.

Until a few days later, people from the regulatory agency came to the door and said that I had received a report that I used my position to conduct insider trading and the operation of the mouse warehouse, and said that I would investigate.

Naturally, I was not afraid of the shadow, and provided all my securities accounts and passwords to the regulators. The regulators opened the securities accounts one by one to check the historical transaction records, but when I opened the account I lent to Li Shan At that time, I found out that there was one stock among them, the amount was only 5000 yuan, but that stock was indeed the company's holding stock, and the time of buying was just two days before the company bought it, which was completely in line with insider trading, mouse trading, etc. bin feature, and I was taken away.

This stock appeared in my account. The evidence is overwhelming. I have been complaining, but no one can help me.Indeed, after all, it is my account, if I lend my account password to others casually, who can blame me if something happens?

Afterwards, I was sentenced to a lifetime ban from the industry. Because of my own influence in the industry and the fact that the state severely cracked down on this kind of insider trading at that time, in order to set an example, I tried to make an example of it.I was also sentenced to fixed-term imprisonment, and because my incident affected the reputation of the company, I was sued by the company again, and the court ordered me to pay huge compensation.

331

After Chen Xuan finished speaking, Xu Kun said: "I have indeed heard of some, but they are only a few words, probably saying that you have been framed, framed to use your position to conduct insider trading and become a rat warehouse. In the end, the regulatory agency sentenced the industry to a lifetime ban. These are also found in the historical public information of the regulatory agency. I think some of them are more or less untrue.

In fact, the information released by the regulatory agency should indeed be accepted, but because I have been in the company for a period of time, I have seen how the company cheated market managers one after another, and the punishment results of the regulatory agency under the evidence deliberately produced by the company , I don’t really believe in the information of the regulatory agency’s formula. It’s not that the regulatory agency is deceiving people, but that even the regulatory agency may be deceived.

As for those few words, I think most of them are rumors. I don't know which ones are true and when they are false, so I still want to hear what you say about these things in person. "

After listening to Xu Kun's words, Chen Yan understood. Chen Yan understood why Xu Kun said that he didn't know anymore. Thinking about it, most people would believe the information announced by the regulatory agency, but let alone those who have worked in Ruiming Investment for a period of time Xu Kun, even Chen Xuan, who has just joined Ruiming Investment for a few days, may have some doubts about the public information released by the regulatory agency after experiencing this incident. This is not a doubt about the fairness of the regulatory agency, but Those who were worried about the regulatory agencies were also deceived, just like the few market managers designed by Ruiming Investment before.

Chen Yan pondered for a while, then said: "Actually, what you said is partly correct. I was indeed punished by the regulatory agency for the crime of "taking advantage of my position, conducting insider trading, and being a rat warehouse", and the content of the punishment is indeed true. There is "industry ban for life". These contents are correct, and I was indeed framed as you said.

As for the person who framed me..."

"It's Li Shan, right?" Before Chen Yan could speak, Xu Kun hurriedly said.Chen Xuan's eyes widened when he heard Xu Kun's words, he didn't know about this matter at all.

Chen Yan pondered for a moment and said, "No, it's not Li Shan."

Xu Kun was taken aback by Chen Yan's words. He remembered that when Wang Ze told him before, he was talking about Li Shan. Could it be that there is something inside?Thinking of this, Xu Kun stopped talking and looked at Chen Yan quietly, waiting for Chen Yan's answer later.

Chen Yan didn't make Chen Xuan and Xu Kun wait any longer, and said: "Because of the perfect regulatory system at that time, many common methods of attracting customers were no longer used when the company raised funds. Those methods cannot be said to be wrong. It can only be said that it may mislead investors. The regulatory agency has banned those behaviors for the purpose of protecting investors, but because the regulatory agency is not in touch with the actual business, it is not clear about the specific operation. Prohibited conditions.

But what role can such things as principles and motivations play?You all know that many times many motives can lead to the same behavior, so people still go their own way, and when caught by the regulators, they say that they did it for other motives. The regulators are also dumb and eat coptis. If you can’t say it, you can only confirm one behavior by one behavior. Only when a behavior appears in the market and is caught, the regulators will specifically determine which behavior cannot be done.

Although this is a very effective method, I have to say that this method is too stupid, but since there is no more reasonable way, I can only do this, and this will prevent many behaviors in the market and truly protect For the purpose of investors, it will take a long time to determine the violations of laws and regulations one by one.

This leaves room for many companies to make a last profit.

I support the approach of the regulatory agency, because the laws and regulations of the regulatory agency were not perfect before, and everyone relied more on their own conscience and moral principles in their actual work, but you also know that the temptation of capital or money How big is it?Many people have not resisted the temptation of money, and there are no corresponding laws and regulations to restrict them, so many people in the industry have made black money with no conscience.

In order to promote the efficiency of the regulatory agency, I decided to take the initiative to provide the regulatory agency with some practical practices and cases that we know as a reference. There is no need for people from the regulatory agency to find inappropriate practices in the market. Every time a mistake needs to be banned the cost is that someone makes that mistake at least once in the market.Wouldn't it be better if we took the initiative to provide it?

So I put forward this suggestion to the chairman, to help the regulatory agency in the name of the company, so that the company can gain goodwill from the regulatory agency, and it will be faster when there are any license approvals in the future.

This was originally a good thing, but the chairman disagreed after thinking about it. He still felt that he should take advantage of this opportunity to make a final profit, because after all, most people in the industry do this. The loss is the same.

Do you think it’s interesting to ask him to make less money? It’s like stealing his money. He turned against me on the spot. Not only did he not agree with my suggestion, but he also wanted to design a plan to trap a newcomer as soon as possible. That newcomer is Li Shan .

As a result, I naturally disagreed, and I told him that if he disagreed with helping the regulator in the name of the company, then I would help in the name of an individual.

If he dares to design Li Shan, then I dare to report to the regulatory agency. After all, it is understandable to unintentionally violate the principles promulgated by the regulatory agency, but it is not so simple to intentionally design others to enter the fire pit, that is knowing the law and breaking the law up.

After I finished speaking, I didn't care about the chairman's reaction, and left his office on my own. After that, I used my spare time to sort out some specific operation methods that I knew were illegal and illegal. At that time, I was caught by the regulators.

You all know that in order to participate in the teleconferences of securities companies that have not established a cooperative relationship with the company, all of us will open accounts in many securities companies, do not buy stocks, and simply open accounts, because only after opening an account can we become their customers and participate In their conference calls, if the company has not established a cooperative relationship, it can only open an account personally.

Because there are so many securities companies, generally speaking, everyone will take turns to hold meetings, collectively piece together, and try to make sure that each securities company has an account, so that all securities companies can participate in the conference call. "Chen Yan drank his saliva and continued: "Because of this, everyone does not have accounts of all securities companies. It is actually very common to borrow accounts from each other in the company to participate in conference calls. I borrowed the company's securities account without much thought, and I didn't log in to that account to check it out, because this behavior was so normal.

Until a few days later, people from the regulatory agency came to the door and said that I had received a report that I used my position to conduct insider trading and the operation of the mouse warehouse, and said that I would investigate.

Naturally, I was not afraid of the shadow, and provided all my securities accounts and passwords to the regulators. The regulators opened the securities accounts one by one to check the historical transaction records, but when I opened the account I lent to Li Shan At that time, I found out that there was one stock among them, the amount was only 5000 yuan, but that stock was indeed the company's holding stock, and the time of buying was just two days before the company bought it, which was completely in line with insider trading, mouse trading, etc. bin feature, and I was taken away.

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