Because he doesn't understand anything, the general manager will directly tell him when to buy and how much to buy, and when to sell and how much to sell.He is like a puppet, but seeing the profits in the account increase day by day, he can't help but be happy.Every month at the end of the month, a sum of money will be transferred to his account. He was very naive, and he didn't even notice that he joined the company as a cleaner and logistics staff. Everyone in the sales department knew it. , but no one told him, and he himself didn't know.

Until one day the general manager said that he was too hard to see and gave him a vacation, but he felt that he still had a lot to learn when he first joined the job, so he took a half-day rest and returned to the company without telling anyone, because it was lunch break , and walked through the staff passage, so no one saw him.Dong Hai came to his office and opened his securities account to see his income during this period. At this time, the door of his office was opened, and the general manager came in with a few people. Surprised, his face turned pale in an instant when he saw his computer screen.

That day was the day when people from the regulatory agency came for a routine inspection, and the leader of the team was Rune Country, who was in his prime.The general manager of the sales department saw Dong Hai and the things on the computer screen, and Lu Enguo naturally saw it too.Lu Enguo walked up to Dong Hai quickly, looked at the things on the screen, his face was not very good-looking, and asked Dong Hai what was going on, Dong Hai was also young at that time.

As a newcomer to the society, he still doesn't know how to read people's words, so he said that he planned to give up half a day's vacation to study stocks and see how his income was during this period. Lu Enguo asked Dong Hai what he did, and Dong Hai told the truth, Lu Enguo and Dong Hai just asked and answered, Dong Hai didn't hide anything, and told all the things since he joined the job.

Dong Hai didn't notice that every time he said a word, the general manager's face turned ugly.

After that, Lu Enguo asked the people who came with him to investigate. Although the general manager destroyed a lot of evidence, he still left some. It might not be easy to find out if there was no direction before, but under the testimony of Dong Hai The direction is naturally much easier to find.

In the end, none of the entire securities business department ran from top to bottom, and all those involved were punished as they should.

Dong Hai also learned from Lu Enguo that all employees of securities companies must pass the securities qualification certificate examination before entering the company, and securities practitioners are not allowed to speculate in stocks.

The reason why the general manager of the sales department wanted Dong Hai to join the company was because Dong Hai didn’t understand anything, and the reason why he was not allowed to take the securities practice qualification certificate was because there was a law and regulation exam in the practice certificate. According to the regulations, he would not be able to fool Dong Hai.

Dong Hai also knew that the instructions the general manager told him about what to buy, when to buy, what to sell, and when to sell were all so-called internal transactions. The boss in the middle is operating.

Lu Enguo saw that Dong Hai was very simple, honest and serious, and he liked it very much, so he asked Dong Hai if he would like to follow him. Dong Hai saw that the entire sales department had been taken away for punishment, and he didn't know. Where to go, what to do.

In addition, Dong Hai knew that the job he had always been proud of was actually doing illegal things, and he was very scared. Now that he heard that the people in this regulatory agency wanted to follow him, he was naturally willing to do it. Dong Hai followed Lu Enguo to work in the regulatory agency, and successively investigated and dealt with many illegal agencies.

With the passage of time, with the accumulation of Dong Hai's experience, Lu Enguo was gradually promoted, and the original department was also handed over to Dong Hai. Apart from the right to appoint and remove personnel, Dong Hai had most of the rights.

Because the right to appoint and remove personnel is in the hands of Lu Enguo, and Lu Enguo can be regarded as Dong Hai's master, the relationship between the two has always been very good, and Dong Hai is more measured, so as long as Dong Hai makes suggestions, Lu Enguo will generally adopt them.

Wang Ze has investigated these things clearly for a long time. In Wang Ze's view, his own experience is somewhat similar to that of Dong Hai. He is also a person who has fallen in the end of the world. Dong Hai should be soft-hearted, so his future development direction will be I found it.What he just said to Dong Hai and the man with glasses is true, but some of the things about guilt were told to him by Xu Kun before, and he just repeated them. Wang Ze walked back to the company slowly all the way. After arriving at the company, The smile on Wang Ze's face disappeared.His face was as gloomy as water, and his brows were tightly wrinkled.

After entering the company, he went straight back to his office. As soon as he entered the office, he saw a group of people surrounded by his desk. Everyone seemed to be waiting for him to come back.

When Wang Ze was talking with two people from the regulatory agency, because the sound insulation effect of the reception room was so good, and the glass outside the reception room was translucent, if someone stood there to eavesdrop, although they could not see the details Who it is, but it is still possible to know if there is a figure outside.

So everyone didn't dare to stay outside the reception room. Naturally, they didn't know what the three of them said inside, so everyone gathered at Wang Ze's desk and wanted to wait for Wang Ze to come back to listen to the two people from the regulatory agency. What exactly are you here for?

Now that Wang Ze was back, everyone turned their attention to Wang Ze, and what everyone wanted to say was self-evident.

When everyone saw Wang Ze's gloomy face, their hearts sank. Wang Ze's face was not very good-looking. Could it be some bad news?

Wang Ze just wanted to speak, but when he saw Chen Yi standing in the crowd, Wang Ze paused and said, "Just now people from the regulatory agency came over and said that a major inspection will be carried out in the near future, and some agencies will be dispatched to conduct comprehensive and detailed inspections, including We are the selected one for all the documents and materials in history.

Yat, this is the key to the archives room. There are various materials in it. Go and check the relevant materials of previous customers to see what is missing. Everyone has been busy recently, so I will leave this job to you. Well, this workload is not small. I guess you will have to stay in the archives for a few days. "Speaking, Wang Ze took out a key from his pocket and handed it to Chen Yi.

Wang Ze continued: "Yi, you can go to work first. The workload of the archives is not small. Hurry up and finish sorting out before the supervisory agency comes. Others need to cooperate with me to do some other work."

Chen Yi felt a little strange, shouldn't it be normal to assign work together, and then do it after talking about it?How can there be a thing about assigning one to go?But Chen Yi didn't say much, he felt that something was wrong, but he still took the key and nodded, and went to the file room.

After Chen Yi left the office and closed the door, Wang Ze breathed a sigh of relief. After Chen Yi left, the rest would be easy to talk about.Which one of the people present is not an old fried dough stick?Naturally, it can be seen that Wang Ze deliberately dismissed Chen Yi. Obviously, Wang Ze felt that it was not good for Chen Yi to hear what he said afterwards.

Everyone looked at Wang Ze, but no one spoke, and Wang Ze didn't speak. He went back to his desk silently, poured himself a glass of water, and sat on his chair.

Everyone just looked at Wang Ze silently, no one urged him, everyone knew that Wang Ze was thinking about what to say.

Wang Ze was indeed thinking about how to say it, but unlike everyone else, Wang Ze was thinking about how to make up this sentence.

After sitting down and taking a sip of water, Wang Ze said: "What I told Chen Yi just now is true. The regulatory agency did conduct such a detailed and large-scale spot check, and we are indeed the target of the inspection. We really did not lie to Chen Yi."

Everyone nodded slightly when they heard the words. They also knew very well that Wang Ze would not deceive people with non-existent things, because if the people from the regulatory agency did not come to investigate later, it would be revealed.

Wang Ze continued: "But at the same time, there were other things. We were reported. To be precise, we were reported again."

After Wang Ze finished speaking, he picked up the cup at hand and took a sip of water. He didn't say any more, because he knew that everyone needed to digest the news.

As soon as Wang Ze's voice fell, it was as if a drop of water was added to a boiling oil pan, and the scene exploded in an instant.Everyone started discussing in twos and threes, chattering,

Chapter 299

After a long while, everyone gradually quieted down. Guo Liang said, "What's going on? What have we been reported? Why have we been reported again?"

Ruiming Investment has been reported before, and so many cases of violations of market managers by the regulatory agencies were not all found out by the regulatory agencies themselves, but many times were reported anonymously by customers or other institutions in the same industry.

Clients initially either didn't know that some operations were illegal, or they knew but didn't care.However, once the customers who did not know about the violation of laws and regulations later found out, or the customers who did not care about it because the company did not make money for them or even lost money, then the customers will report Ruiming Investment to the regulatory agency and demand compensation for the loss.

But after all, it was only a slight violation of the regulations and not standardized, but it was not considered a fraud, and there was nothing wrong with the product contract, which also stated that "everything is based on this contract."Therefore, customers will not get any compensation, but after all, the operation is still not standardized, so the operator, that is, the market manager, will be punished by the regulatory agency.

This kind of thing has happened before, so Wang Ze only said "reported again" when he said he was reported.

Wang Ze looked at Li Shan, and continued: "Oh, we were reported by the customer of the new product just released two days ago, because the customer saw that we held a large number of stocks in a company, and the company's stock It was a thunderstorm, suspected of financial fraud and suspected of bribery. I learned from the account manager of Shangxin Securities that our answer was: We are optimistic about the long-term value of that company, and think that these financial frauds are also suspected of bribery. Forget it, these things are the pains of the development stage of this company, and I think it will be fine in a short time.

We think that these things are negligible from a long-term perspective, and the impact is not great. The customer does not agree with our point of view, and has lost a lot of money so far. The customer wants to give us investment advice, but he has no choice. According to the contract, the client cannot make investment suggestions, and the account manager of Shangxin Securities will not report these things to us, so the client reported us for violations of publicity in a fit of rage.

Originally, this client heard our road show and knew that our propaganda violated the regulations, but with the mentality that it had nothing to do with himself, he turned a blind eye and closed his eyes, and it passed, and he didn't care.

But the heart was losing money, and he couldn't invest according to his own ideas. He didn't approve of the investment operations of our company's fund manager, so in a hurry, he reported our illegal publicity. "After listening to Wang Ze's words, everyone stopped talking. Song Hao, Zhang Yan, Niu Lei and others looked at Li Shan. Others didn't know why they bought so many stocks of that company, but they were very happy. Clearly, at this time, Li Shan heard what Wang Ze said, and he blamed himself for this matter, so he said anxiously: "Can people from the regulatory agency talk like that?Did you make it up yourself? "

Seeing Li Shan talking about himself so unceremoniously, Wang Ze raised his head, looked at Li Shan coldly and said, "Yes, people from the regulatory agency are not expensive to say so, these things are indeed my words, but you don't Will you think about it? What the regulatory agency told me is the description of the cause and effect of the incident in the whistleblower’s report letter. Knowing these things, what other reason do you think would allow a person who already knew about our violation of regulations to promote us in violation of regulations now? Report something?

It has been a while since this product was established. If it was a simple report, it would have been reported long ago. In addition, the person in the regulatory agency said that the whistleblower said in his letter that he really did not agree with the explanation you gave.You tell me, what other reason could make him behave like this at such a time?Are you talking? "

Wang Ze looked at Li Shan with sharp eyes. Li Shan was at a loss. In addition, he has always been obsessed with researching stocks, and his time and ability to deal with people are not as good as Wang Ze's. What should I say.

Seeing that Wang Ze and Li Shan were choking, Guo Liang quickly stood up to smooth things over and said, "Then we are going to give up on Chen Yi? It's a pity. Originally, I planned to take advantage of Chen Yi's recent activeness and try again in a few days." Distribute a few products, report him anonymously before giving him a sales commission at the end of the year, and let the regulatory agency investigate, so that he can not be paid a commission, and the company can save a lot of expenses.

Now it seems that he is about to be taken away after selling one product, which is a pity. From this point of view, the wages paid to him are a bit high. It seems that it is not suitable. It is a pity that this resource is not fully used. "

Hearing Guo Liang's straightforward words, everyone frowned, even Li Shan frowned slightly. Although Li Shan thought he was not a good person, he always believed that what he did was just a routine in the industry. No matter how bad you are, you will never do anything wrong.

Like Guo Liang, he cheated others, let others bear the hat of breaking laws and regulations, but also gave others hope, and then reported others anonymously before the commission was paid at the end of the year, so that others could not get the money right in front of them. , and not only that, but in the end, they have to sue others and ask the other party to pay compensation in the name of violating laws and regulations and damaging the company's reputation. This is simply to squeeze out every trace of value from the other party.

Everyone present was very disdainful and even disgusted with Guo Liang's words and actions, but they all chose to remain silent because their salary far exceeded that of other people in the same industry.

Looking at everyone present, especially Guo Liang, Li Shan, Wang Ze and others, Zhang Yan felt disgusted and disgusted. Although he was very disgusted before, he really didn't feel this way, and now this feeling is especially obvious.

Wang Ze continued, "It's not that Chen Yi probably gave up. After all, the sales roadshow at that time had video recordings as evidence, whether it was from my side or Shangxin Securities."

Li Shan was still not reconciled and said: "Then why don't we delete it? At the same time, let Shangxin Securities delete it, so there is no evidence?"

Wang Ze looked at Li Shan like an idiot, and said bluntly: "Are you an idiot? Deleted the video? Don't you remember that you used to cheat other marketing managers with "There was no audio and video recording during the promotion?" "Leaving marks"? There is no evidence that the video was deleted, but isn't our road show this time also leaving no marks?

Many things come out for the first time, we can say that there are no specific rules in laws and regulations, we don’t know, only the marketing manager will be punished, and we will not be fined, but if the same problem occurs except for two mistakes, do you think the company will not be fined?

And can you be less naive?Let the people from Shangxin Securities also delete the video?How do you think you can say such a thing?are you an idiot?You let people delete them and delete them?Now that they are lending the venue to us, it is at most an oversight. Although they have no obligation to monitor, if there is no video recording, it will be a violation of the regulations.Do you think they will delete it?Can't you ask some good questions and make some good suggestions? "

Wang Ze's merciless words made Li Shan a little bit embarrassed, but Li Shan was also speechless. In terms of seniority or qualifications, Wang Ze entered the company earlier than him, and the matter being discussed now is also Wang Ze's. Although Li Shan cannot be said to be a layman in this respect, compared with Wang Ze, he is an out-and-out rookie.

Li Shan stopped talking, and everyone watched in silence.Song Hao took a few deep breaths, and tried his best to speak in a calm tone: "Then the person from the regulatory agency is here to notify you? When did the person from the regulatory agency just say to come back?"

Wang Zedao: "They came this time for two things. One is to inform the inspection, and the other is to briefly understand the situation. I also said that we all operate in accordance with relevant laws and regulations, and there is no violation of laws and regulations. But as for whether the marketing manager will personally advocate illegal operations because of the pursuit of the interests of sales commissions, I don't know.

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